A dossier to mark the 80th anniversary of the unification of the Communist Party of Germany (KPD) and the Social Democratic Party of Germany (SPD) in 1946.
20 April 2026
Table of contents
Introduction
On 21 April 1946 – almost a year after the defeat of fascism in Europe – the Communist Party of Germany (KPD) and the Social Democratic Party (SPD) merged to form the Socialist Unity Party (SED), uniting the organised working-class movement within the Soviet-occupied zone of a shattered, post-war Germany. After three decades of fratricidal division and twelve years of vicious repression under fascism, the German labour movement was reconstituted upon a revolutionary Marxist basis. Prominent figures in both parties stressed the necessity of this historic step, for reunification was the only guarantee that “not the reactionary upper bourgeoisie but the working class and the labouring people [would] determine the course of further development” in post-war Germany.1 As a unified socialist party with a mass base of over one million members, the SED went on to assume the vanguard role in the Soviet Occupation Zone and lead the effort to construct socialism in the German Democratic Republic (DDR).
Today, the dominant bourgeois historiography portrays this pivotal moment in German history as a “forced merger” (Zwangsvereinigung) – a union imposed upon unwilling social democrats by Moscow. The charge of “coercion” has become so thoroughly embedded in popular discourse that it is today widely accepted and uncritically reproduced, even by much of the political left. As the historian Günter Benser observed in 1995, West German historians had, in the later decades of the “Cold War”, begun to adopt a more nuanced position on the question – conceding that substantial sections of the SPD had in fact supported unification out of conviction.2) Yet the defeat of socialism in Europe in 1989 ushered in a triumphant reassertion of anti-communist narratives around the founding of the SED. The DDR was summarily dismissed as an “unjust state” (Unrechtstaat), and the “forced merger” of the KPD and SPD was cast as the original sin – the genesis of what was branded the “SED dictatorship” in the East. Such contestations over collective memory are proof that the writing of history is never a neutral enterprise, but an active site of struggle between class interests and ideologies.
To mark the 80th anniversary of the merger, the following dossier aims to shed light on the concrete circumstances surrounding this contentious historical juncture, drawing on significant yet overlooked aspects in order to encourage a more nuanced and informed analysis.
Many existing accounts of the merger too often fixate on the narrow question of whether the Soviet Military Administration intervened in the unification process in late 1945 and early 1946. What the “forced merger” narrative invariably downplays is the elementary fact that Germany was a militarily occupied country at the time, as the Wehrmacht had unconditionally surrendered to the Anti-Hitler Coalition in May 1945. Intervention in domestic affairs by foreign military administration is the very definition of occupation. One need only recall the significant interference by Western military administrations in their respective zones – e.g., the thwarting of democratic referenda on nationalisation and land reform initiatives, the prohibition of the SED and cross-industry trade unions, the violent suppression of protests by the US military, etc. – to dispel any notion that political encroachment was the exclusive preserve of Soviet “dictatorial practices” in post-war Germany. The more historically decisive question, and the one this dossier sets out to address, is whether Soviet imposition was the determining factor in bringing the SED into existence. Was this new party artificially constructed by Moscow or did it represent the genuine will of its 1.3 million founding members? And, related to this question, was the “Bolshevization” of the SED that followed in 1948/49 pre-programmed by the communists as part of a secret plot or was it the product of the subsequent partition of Germany and the need to adapt to new conditions?
This dossier explores these questions by assembling contributions from three historians. Reiner Zilkenat provides a chronology of the unification process and combines this with a specific investigation of developments in Neukölln, a district of West Berlin over which the Soviet Military Administration had no authority and can thus not be accused of pressuring social democrats into a merger. Zilkenat outlines the central points of ideological unity and dissension between communists and social democrats after the war. For the “old guard” in both parties, unification meant confronting and overcoming decades of accumulated mistrust and engaging in a self-critical reckoning with the failed political strategies of the Weimar era (1918–1933).3 Within the KPD, the “new political line” encountered resistance in certain quarters, as it represented a significant departure from established communist party practice – reorienting the party away from the cadre model and towards a broader, mass membership base. In the SPD, a stark rift swiftly emerged between those who sought to draw genuine lessons from past mistakes and those who clung on to anti-communism and reformism. For those who sought to sabotage unity, this heightened and emotionally charged atmosphere naturally afforded ample opportunity for disruption and manipulation. Kurt Schumacher – who as leader of the anti-unification faction of the SPD was supported by the British military administration – was so beligerent and Russophobic in his rhetoric, that Soviet military officials soon came to regard the SPD as “the first legal anti-Soviet party in Germany” following the war.4 Zilkenat concludes his article with a critical appraisal of the internal plebiscite held in the SPD on 31 March 1946 – a vote frequently cited by the SED’s detractors as a key piece of evidence supporting the “forced merger” claim.
The brief excerpt by Günter Benser is drawn from one of his longer monographs on the SED’s founding and offers a statistical portrait of the party’s composition – figures which, in themselves, attest to the breadth of support and acceptance the party across the Soviet Occupied Zone. The text by Leo Schwarz argues that the SED’s initial strategy of building a proletarian umbrella party was ultimately frustrated by the Western powers’ imposition of Germany’s partition and their prohibition of any reunification of the labour movement within their occupation zones. These objective conditions compelled the young party, in 1948, to reorient itself around the Leninist conception of a “party of a new type” – one capable of assuming the leading role in the workers’ and peasants’ state that was then proclaimed in October 1949, five months after the founding of the West German state.
The final text in the dossier is a reproduction of a joint declaration issued by the leaderships of the KPD and SPD in January 1946, calling upon the members of both parties to collectively air their differences and reckon with the past. This primary document reveals the common platform upon which working-class unity was to be established. It also reflects the general political atmosphere after the war. Fascism had brought death and destruction to Europe – including to Germany. This catastrophe left capitalism and the social order that gave rise to it thoroughly discredited. Popular demands for the prosecution of war profiteers, land reform, and the expropriation of the monopoly bourgeoisie resounded well beyond the Soviet Occupation Zone and the organised labour movement. Even the conservative forces of the Christian Democratic Union (CDU) called for socialism and wide-ranging nationalizations in 1947. The shared experience of suffering under fascism created common ground for anti-fascist, democratic renewal in post-war Germany. It was this, and not coercion, that constituted the decisive driving force behind cross-party unity after 1945.
The founding of the SED will undoubtedly remain a contested question in the historiography of modern Germany. What is difficult to dispute, however, is that history ultimately vindicated the logic upon which the party was established. The demands that animated the German people in 1945 and 1946 – the socialisation of the economy, the transcendence of capitalism, and the thoroughgoing anti-fascist transformation of society – were realised only in the East. In West Germany, the lofty promises of socialism advanced by the CDU and SPD were swiftly abandoned. The workers’ movement remained divided, anti-communism was reinstated as state doctrine, and the peace movement was criminalised. Nazi war profiteers retained their positions and monopoly capitalism was restored. Only the SED – with its hundreds of thousands of members – was capable of carrying the labour movement’s historic demands forward. Without the unity party, there would have been no DDR, and no socialism on German soil. It is therefore all the more necessary to engage seriously with the history of the SED beyond the blanket condemnations of bourgeois historiography – for it was within this party that Germany’s first and only experiences of socialist construction were lived, accumulated, and preserved for posterity.
Reiner Zilkenat: Communists and Social Democrats on the path to unity
Reiner Zilkenat (1950–2020) was a historian and author. He studied history and political science at the Free University of Berlin and subsequently worked with the historian Reinhard Rürup at the Technical University of Berlin. His research focused on the history of the German labour movement, the final phase of the Weimar Republic, and the rise of the Nazi Party. The following article is an extract from the booklet “Beiträge zur Berliner Geschichte”, edited by Rainer Perschewski et al., 2011.
The Liberation
With the unconditional surrender of Hitler’s Germany on 8 May 1945 – the Nazi units fighting in Berlin had already laid down their arms on 2 May 1945 – the conditions had been created, from a historical perspective, to establish a democratic and peaceful Germany. Political power was exercised by the Allies, who had divided Germany into four occupation zones in accordance with the decisions of the conferences in Yalta (February 1945) and Potsdam (July/August 1945). Berlin, as had already been stipulated in the relevant London Protocol of the Allies dated 12 September 1944, became the seat of the Allied Control Council as the capital of Germany. Its districts were assigned to four Allied sectors. On 2 July, the first units of the US Army entered Berlin and, in the weeks that followed, also assumed responsibility in Neukölln. However, the orders and directives previously issued by the Soviet Military Administration in Germany (SMAD) remained in force in accordance with an inter-Allied agreement. This applied not least to SMAD Order No. 2 of 10 June, which permitted the formation of anti-fascist parties. In the Western zones, the establishment of parties was not yet envisaged at that time.
From the surviving files held in the Berlin State Archives, as well as the contemporary press, we can see that communist and social democratic anti-fascists became active almost as soon as the fighting had ceased:
Firstly, they spontaneously took the initiative in the arduous attempt to bring about a gradual normalisation of life. […] A system of anti-fascist house representatives emerged, which proved indispensable for registering the surviving population, distributing food and allocating housing, as well as organising clearance operations. The building representatives supported the Allied command posts and the local administrations that had since been established, which had been set up by the Soviet authorities immediately after the end of hostilities.
Secondly, communists and social democrats, as well as Christian and liberal-democratic forces, began to form their parties with the explicit approval and support of the Soviet command. […] An analysis by the US intelligence service dated 19 October 1945, entitled “Observations on the Political Scene in Berlin”, stated the following: “The emergence of the parties in Berlin is largely to be explained by the necessity of creating an organisation capable of taking on the required administrative tasks. Generally speaking, the Russians proceed in occupied countries by exercising only supervision and indirect control. They leave the implementation of specific administrative measures to local governments, which more or less all represent the groups that opposed fascism. By authorising and promoting anti-fascist parties, the Russians have set the course for such a development in their occupation zone.”5
In Neukölln, as in all other city districts, joint working committees of the KPD and SPD were also established at district level. They formed one of the essential foundations for the party unification process. This was not merely a matter of pursuing a consensual policy aimed at ensuring the district’s reconstruction, but of engaging in an intensive, open and critical discussion of the pressing political issues that had become urgent in the face of the disastrous policies of German imperialism, which had plunged the world into war twice in the 20th century: What must be done to make any attempt by German imperialism to stage a third “grasp for world power” impossible from the outset? What form must the economic, social and political order take to ensure that war can never again emanate from German soil? There was a widespread conviction that fascism and war ultimately had their roots in the capitalist social order, and this conviction was held not only by members and supporters of the two workers’ parties, but also by the bourgeois parties (the Christian Democratic Union and the Liberal Democratic Party). Calls for the punishment and expropriation of war criminals, the removal of formerly active Nazis from public life, the nationalisation of corporations – particularly in heavy industry – as well as banks, insurance companies and large estates, and for economic planning rather than a capitalist market economy, were certainly popular among large sections of the population.
Unity of the workers’ parties – on what basis?
Immediately after the liberation, there were quite a few voices within the SPD calling for an immediate merger with the KPD, for the establishment of socialism “as a matter of urgency”, and for the immediate creation of a united party comprising Social Democrats and Communists. The Communists also argued in principle for unification, but they advocated first discussing in great detail and with care the ideological and political basis on which the envisaged Socialist Unity Party was to be established. In doing so, it was necessary, among other things, for both parties to take a self-critical look at their respective policies during the Weimar Republic and to learn lessons from them. It was also essential, they argued, to define precisely the ideological basis on which the Unity Party was to be constituted. Finally, they maintained that it was necessary to formulate in all openness what socialism and the path towards it should look like, as this must be the long-term goal. The KPD took the view that, before the establishment of socialism could even be considered, an anti-fascist democratic order with extensive social and democratic rights for the working people and all democratically minded citizens had to be created and developed. This had already been clearly articulated in the appeal issued by the party’s Central Committee on 11 June 1945. In a complex, contradictory, yet ultimately very productive process of discussion and mutual understanding, a consensus emerged which – in brief – encompassed the following points.
Firstly, it had to be ensured that the mistakes of 1918–19 would not be repeated. The motto “The Kaiser is gone, the generals remain!” cannot be repeated a second time.6 What did this mean in concrete terms? It involved interventions in private ownership of the key means of production, the dismantling of large-scale landownership east of the Elbe River as the material basis of Prussian militarism, a radical democratisation of the administration and the judiciary, a reform of education and higher education in favour of the children of the working class and the peasantry, the renewal of German cultural life on the basis of humanist traditions, the punishment of war criminals, and the combating of all forms of militaristic, nationalistic and Nazi malice in all areas of society.
In this, the KPD and SPD were also in accordance with the spirit and letter of the Allied resolutions adopted at the Potsdam Conference.
Secondly, only revolutionary Marxism could constitute the ideological foundation of a unified socialist party. It was agreed that the basis for the formulation of the SED’s programme and policies would be: the “Manifesto of the Communist Party” by Karl Marx and Friedrich Engels; the “Erfurt Programme” of the Social Democrats from 1891, largely formulated by Karl Kautsky; and the “Critique of the Gotha Programme”, penned by Marx in 1875.
Thirdly, the path to socialism to be taken in the future was described as a “special German path to socialism”, as Anton Ackermann, a candidate for the Politburo of the KPD, put it in the first issue of the joint theoretical journal Einheit (Unity) in February 1946.7 In contrast to developments following the October Revolution in Russia, it was argued that in Germany it would be possible to achieve socialism through intermediate steps and without the use of violence. This, it was claimed, depended on the further course of social and political development: “If the new democratic state develops into a new instrument of violence in the hands of reactionary forces, then a peaceful transition to socialist transformation is impossible. But if the anti-fascist democratic republic develops as a state of all working people under the leadership of the working class, then the peaceful path to socialism is entirely possible, insofar as the use of force against the (incidentally, entirely legal, entirely legitimate) claim of the working class to full power is then impossible.”8 This also corresponded to the view of the Soviet party and state leadership, which, through Stalin, had instructed the KPD delegate, Walter Ulbricht—who had been in Moscow for consultations from 28 January to 6 February 1946—as follows: “… take into account [parliamentary] traditions in the West”, “the democratic path to workers’ power – not dictatorship.”9
These three points represented, in a sense, the basic consensus that underpinned the founding of the Socialist Unity Party of Germany.
The background to the unification: December 1945 to April 1946
With the “First Conference of Sixty” – held in Berlin on 20 and 21 December 1945 and consisting of thirty representatives each from the SPD and the KPD – preparations for the creation of the SED entered a new, decisive phase. The debates held over the two days were, in part, extremely contentious.10 However, the SPD chairman, Otto Grotewohl, made it clear from the very first sentence of his speech that, despite all the differences of opinion that still existed, one thing was certain: “There is no debate about the unity of the working class: it is necessary.”11 In the end, the realisation prevailed that there was no reasonable alternative to the unification of the two parties. Thus, the decision was taken to further deepen the unity of action between the two parties, which was already being practised, and which was intended to form the “prelude to the realisation of the political and organisational unity of the labour movement, i.e. to the merger of the Social Democratic Party of Germany with the Communist Party of Germany into a unified party”.12 A study commission was set up to prepare the programme of the future party. It was also decided, amongst other things, to carry out “lively joint study circle and training activities”13 and to establish a joint publishing house and the aforementioned theoretical journal Einheit.
A merger of the two parties within a short timeframe, initially in the Soviet Occupation Zone, was rejected by the SPD Central Executive. The reasons for this lay, on the one hand, in the fear that this would jeopardise the party’s unity across Germany; on the other hand, forces had meanwhile formed within the Social Democratic movement that were growing ever stronger and strictly opposed a merger with the KPD, or even a deepening of the unity of action. This will be discussed further below. On 26 February 1946, when the “Second Conference of Sixty” met again in Berlin, the organisational resolution adopted there nevertheless decided on the formation of the Socialist Unity Party of Germany at a joint party congress to be held on 21 and 22 April at the Admiralspalast in Berlin. This would be immediately preceded by party congresses of the KPD and the SPD, which would take the final decision on unification. At the same time, the “Principles and Objectives” and the party constitution of the SED, which had been drawn up by the aforementioned study commission, were discussed and adopted as drafts for the unification party congress.
The disputes surrounding the creation of the SED were by no means over; on the contrary, they intensified in a manner never seen before.
Kurt Schumacher and his fight against unity
Opposition to the unification of the two workers’ parties is rightly associated first and foremost with the name of Kurt Schumacher. Born on 13 October 1895, a member of the SPD since 1918, elected to the German Reichstag in September 1930, imprisoned by the Nazis almost continuously from 1933 to 1945 as a man severely wounded in the First World War, he opened the “Dr Schumacher Office” in Hanover immediately after the liberation. From here, with the support of the British occupying forces, he sought to establish himself as the leading figure within the SPD even before political parties were legalised in the Western zones. He regarded the Central Executive in Berlin, led by the former Reichstag member and Brunswick state chairman Otto Grotewohl, as well as the SPD’s exile executive committee based in London […] as troublesome rivals, whom he sought to eliminate with single-minded determination.
[…] His worldview was rigidly focused on realising socialism exclusively through the gradual seizure of state power by the Social Democrats, as it were “from above”, rather than through extra-parliamentary class struggles. Communists could only serve as disruptive factors here. The state, not society, always remained the most important starting point and goal of his thinking. He viewed only the mistakes committed by the KPD during the Weimar Republic in a one-sided manner; the no less serious social-democratic errors and omissions played no significant role in his worldview.
In his dealings with the Central Executive led by Otto Grotewohl, Schumacher repeatedly played his “trump card”: a merger of the two workers’ parties could only be decided by a national conference of the SPD; a Socialist Unity Party essentially confined to the Soviet Occupation Zone would encourage the division of Germany. Schumacher had several discussions with Grotewohl and other members of the Central Executive, in which, alongside his accusations of division, he also alleged that they were merely conducting the political business of the SMAD and the KPD. The latter he described as entirely dependent on the former; it was not a “German” but a “Russian” party. He himself, however, did everything in his power to isolate the SPD in the Western zones from the party organisation in the Soviet Occupation Zone. A turning point in this regard was the conference he organised in Wennigsen (Lower Saxony) in October 1945, which was to take place without the participation of representatives of the SPD’s Central Executive and was intended to endorse Schumacher’s claim to leadership in the Western zones.
Schumacher’s seeds take root in Berlin
Kurt Schumacher was strongly focused on extending his sphere of political influence to Berlin as well, particularly to the western sectors of the city, where he hoped, not without reason, for support from the Americans, British and French – who were in control – for his struggle against the unification of the two workers’ parties. At the same time, he accurately assessed the state of mind of large sections of the population after twelve years of fascist indoctrination. He remained shaped by anti-communism and anti-Sovietism. Even in the minds of many contemporaries who sincerely advocated for an anti-fascist Germany, there still existed more or less pronounced “residual elements” of fascist ideology. How could it have been otherwise? This was where he intended to start in order to torpedo the impending unification of the two workers’ parties.
Schumacher’s most politically significant “representative” in Berlin and the undisputed leading figure in the struggle against the founding of the SED was Franz Neumann, a brilliant orator who, prior to the fascist seizure of power, had worked as a young clerk at the Prenzlauer Berg district office and went on to serve as the West Berlin regional chairman of the SPD from 1946 to 1958. Other significant figures included: Gustav Klingelhöfer, editor of the Social Democratic daily newspaper Vorwärts prior to 1933 and later Senator for Economic Affairs and Industry in West Berlin; Curt Swolinzky, district chairman of the SPD in Tempelhof in 1945–46, a particularly militant anti-communist whose verbal attacks on communists and pro-unification social democrats were every bit as fierce as Schumacher’s; Arno Scholz, editor of Vorwärts before 1933, founder and editor-in-chief of the daily newspaper Telegraf in 1946, which, together with the Tagesspiegel, became the most important mouthpiece of the opponents of reunification.
It soon became apparent that Schumacher and his men in Berlin, particularly in the western sectors, were pulling out all the stops of demagoguery to achieve their goal. Schumacher himself appeared on several occasions before large audiences at SPD events in Berlin, where, in his own characteristic manner—that is, with fierce anti-Communist and anti-Soviet polemics—he stirred up sentiment against the unification of the two workers’ parties. Together with Franz Neumann, he devised a plan to hold a “plebiscite” among the Social Democratic Party members in Berlin, for which, incidentally, there was no basis in the SPD’s constitution or programme documents.
Nevertheless, this vote was held on 31 March 1946 in the western districts of Berlin; in the Soviet sector, it had been banned by the occupying power. The SPD Central Executive had […] called on Social Democrats to boycott this vote.
The “plebiscite” and the situation in the Neukölln SPD
Two questions were put to the Social Democrats in this vote. First question: “Are you in favour of the immediate merger of both workers’ parties[?]” Second question: “Are you in favour of an alliance between both parties that ensures joint work and excludes internal strife?”
On the problematic nature of these questions, Günter Benser writes: “Firstly, it is striking that there is talk of the ‘two workers’ parties’. This was not without demagoguery, insofar as the initiators of the plebiscite viewed the Communists more as a Moscow-aligned, anti-democratic organisation to be resolutely opposed, rather than as an equal workers’ party. The diversion from the fundamental question ‘For or against the united party’ by emphasising the pace of a merger, and the focus on an immediate union, was also a deliberate choice. The second question suggested an alternative to the united party, which, strictly speaking, had become obsolete precisely because of the events of March 1946 (the anti-communist tirades and actions of Franz Neumann and Co. – R.Z.). Indeed, given the confrontations that escalated with the plebiscite, there was little chance of returning to an ‘alliance’, to ‘joint work’ that ‘excludes fratricidal struggle’.”14
It should also be emphasised that this plebiscite did not in every instance comply with the democratic conventions of “free elections”. For instance, Allied officers acting as observers of this plebiscite reported on the occasional practice whereby membership cards did not record who had already cast their vote. This meant that multiple votes were possible (Spandau). Ballot papers from some of the ballot boxes had also “disappeared”; the election results were merely communicated by telephone (Tempelhof).15
In Neukölln, the results of the ballot were as follows: 19.7 per cent of voters answered “yes” to Question 1, and 75.3 per cent answered “no”; the corresponding results for Question 2 were: 65.2 per cent “yes” votes and 17.8 per cent “no” votes. How should this result be interpreted? Firstly, it should be emphasised that since February 1946, a large number of members of Neukölln’s workforce, for example at the train company or, notably, within the police force, had drafted resolutions in favour of unification and sent them to the Central Executive of the SPD and the Central Committee of the KPD. Some of the signatories noted whether they were members of the KPD or the SPD. The argument frequently encountered among bourgeois authors – that such demonstrations were “organised” or manipulated by the KPD, or “forced” by the SMAD – cannot seriously apply to Neukölln, which lay within the US sector. It is simply absurd. Rather, it appears that in many workplaces, not only in the district of Neukölln, there was a positive mood towards unification. […]
Particularly noteworthy is the fact that the first and second district chairmen of the SPD, Richard Günther and Hellmut Bock, were among the staunchest supporters of the unity party. They not only propagated their views on this matter at their party’s events in Neukölln, but also advocated in newspaper articles for active engagement in the creation of the SED. It is also worth noting the following fact, which illustrates just how complicated the situation was at the time within the Neukölln SPD: Ten days before the unification party conference at the Admiralspalast and twelve days after the plebiscite, delegates to the SPD party conference – which was to take place immediately before the unification party conference – were elected at the Social Democratic ‘district representatives’ meeting’ at the Kindl Brewery on Hermannstraße.
One would have expected that, given the result of the plebiscite in Neukölln described above, Richard Günther and Hellmut Bock would have stood no chance of being elected and that, logically, opponents of unification would instead have been given the mandate. Yet instead, Günther received 451 out of 456 valid votes. He thus achieved the best result and was elected as a delegate to the party conference. Bock received 423 votes and was one of five substitute delegates. Fridel Hoffmann, who had also come out in favour of forming the united party, was likewise elected as a party congress delegate with the second-highest number of votes cast (she received just one vote fewer than Richard Günther).
This leaves the question to be answered as to why, in Neukölln, a clear majority of Social Democrats nevertheless voted against immediate unification with the KPD in the plebiscite. In addition to the reasons cited by Günter Benser (which were to be found in the cleverly worded questions themselves) there were two further causes.
Firstly, the anti-Sovietism that was massively introduced into the debate by the opponents of unity, which, entirely in line with Schumacher’s thinking, defamed the KPD as an extension of the SMAD, indeed as a mere puppet of “the Russians”. The atrocities committed by Soviet soldiers during their march into Berlin (looting, rape) were also repeatedly brought up. They were, so to speak, retrospectively blamed on the KPD. It should be noted in passing that similar incidents on the part of the Western Allies were hushed up: For example, the fact that thousands of captured German soldiers in the primitive camps set up by the US Army on the Rhine meadows, where in some cases holes in the ground served as “accommodation”, had been left to die of disease or starvation, or the excesses committed by French troops during their entry into Stuttgart and other places in Baden-Württemberg.16
Secondly, the Western Allies had made it clear that they did not wish to see the unification of the two workers’ parties in their sectors. Thus, in Neukölln, the US Command subjected the advocates of unification – and even more so after the formation of the SED – to a variety of harassment, intimidation, threats and bans on events. This, and the fact that in the Western zones efforts to create a unity party were strictly thwarted17, did not go unnoticed by the West Berlin Social Democrats and certainly influenced the voting behaviour of quite a few of them in the plebiscite on 31 March 1946. Such clear signals from the Western occupying powers, on whose goodwill and displeasure they depended, could not fail to have an impact. In short: quite a few voted as the Western occupying powers wished.
Ultimately, it is clear that the unity party established in April 1946 also met with unmistakable approval in what was then Neukölln. Richard Günther, Hellmut Bock and Friedel Hoffmann were officials of the SED for many years, albeit not in their home district, but in the Soviet Occupation Zone and the DDR due to the unfolding Cold War. […]
Günter Benser: The creation of a mass party
Günter Benser (1931–2025) was a historian and university lecturer. He studied history in Leipzig and later became a professor at the Institute for Marxism-Leninism at the Central Committee of the SED. After 1990, he took part in the founding of the Förderkreises Archive und Bibliotheken zur Geschichte der Arbeiterbewegung (Association for the Promotion of Archives and Libraries on the History of the Labour Movement). The following excerpt is taken from a lecture (“Zusammenschluss von KPD und SPD. Anmerkungen zu einer neubelebten Diskussion”) delivered at a conference organised by the des Jenaer Forums für Bildung und Wissenschaft e.V. and the History Working Group of the Thuringian State Executive Committee of the Party of Democratic Socialism (PDS) on 10 February 1996.
[…] The founding of the SED, however, was more than just the merging of a communist and a social democratic cadre of officials, even though this was at the heart of the party merger. It involved the decisions and concerns of 1.3 million men, women and youth organised within the SPD or the KPD. Very few of these people possessed a strong social democratic or communist identity, and so could not lose it even through a unified party.
Of the KPD members, at most one in ten had been a party member before 1933; of the SPD members – I estimate – at most one in three or four. A large proportion of these people had joined the KPD or the SPD at a time when the merger was already an openly declared and justified aim of both parties. It is difficult to see why the united party should have been an outrage to such members, or why it must have been perceived as a compulsion. Of course, both opponents and supporters were keen to invoke majorities and claimed to faithfully reflect and represent their views. More than that, however, they sought to influence and shape the opinions of members and supporters. Yet it is precisely these “ordinary” party members who, in their subjective experiences, reflections, motives and decisions, have left only a rare historical trace in the surviving sources.
We may also expect the protagonists of the forced unification narrative to engage seriously with the question of what the SED actually represented at the time of its formation in terms of party history and sociology, programme and statutes.
The report by the Party Executive to the Second Party Congress of the SED, compiled in the best social democratic tradition and with professional rigour, states the following: At its foundation in East Germany, the SED had just under 1.3 million members, who had joined the unity party in roughly equal numbers from the KPD and the SPD. In the first year of its existence, an average of 1,200 men, women and youth joined this party every day. In 1947, in the states of the Soviet Occupation Zone, one in four industrial workers, one in three white-collar workers, one in sixteen agricultural and forestry workers, one in ten farmers, one in seven tradespeople and business owners, one in seven engineers or technicians, and one in three teachers belonged to the SED. The party’s numerical strength and the election results achieved by the SED in 1946 testify to the considerable acceptance of this party. These figures carry even greater weight when we consider that, following the party mergers of 1990 – which, incidentally, took place not only without a plebiscite but also without democratic procedures comparable to those of the SED’s founding – East German members defected in droves. […]
Leo Schwarz: A strategic defeat for the proletarian catch-all party
Leo Schwarz is a historian and lives in Berlin. This article was originally published on 14 April 2021 in the daily newspaper junge Welt to mark the 75th anniversary of the founding of the SED.
[…] For an informed discussion, the question of what kind of party the SED actually was in political and programmatic terms at the time of its founding in April 1946 is at least as important as a minimum of clarity on the issue of “forced merger”. It is perhaps best described as a proletarian catch-all party with a socialist self-image, oriented towards the creation of a political system of a bourgeois-parliamentary nature (an “anti-fascist democratic republic”) and, in doing so, towards cooperation with all “anti-fascist democratic parties” – and this within an all-German framework. In the “Principles and Objectives” approved by the unification party congress, the party promised to “campaign with all its energy against all separatist tendencies for the economic, cultural and political unity of Germany”. The party intended to take up the “struggle for socialism” only “on the basis” of this “democratic republic”.
The considerations regarding the structure of the economic system left room for private capitalist actors. In the “Manifesto to the German People”, the SED explicitly addressed “craftsmen and tradespeople” as well. Only two restrictions were imposed at this point: the party set out to dismantle large-scale landownership as part of a land reform and, furthermore, to expropriate “war criminals and those who profited from the war”. This was intended to economically disempower key pillars of fascism, but by no means to set the course towards a planned economy. The party’s intention was therefore not to be two things: an “instrument for enforcing dictatorship” and a driving force behind a special form of socialist development in a separate East German state. All claims to the contrary face the somewhat embarrassing problem that they are contradicted by both publicly accessible and archival sources. The fact that these narratives are nevertheless maintained in one form or another merely demonstrates the political interests of the historians who put them forward, and nothing else.
External impetus
There is no doubt that the internal organisation and political approach of the SED changed by 1949/50 and 1952 respectively. The impetus for this development, however, came mainly from outside, namely from the occupying powers in the three Western zones and the Schumacher SPD, which used every means at their disposal to prevent the formation of the SED outside the “Soviet zone”. The SPD responded to the founding of the SED at its party congress in Hanover in May 1946 with a “rally” in which, on the one hand, “socialism as the task of the day” was proclaimed, thus seemingly outflanking the SED “from the left” (albeit wisely refraining from a concrete programme of action), and, on the other hand, used the slogan of “democracy” – in line with the social democratic anti-communism of the 1920s and 1930s – to draw a sharp, confrontational line of demarcation between the KPD and the SED. A resolution was passed prohibiting all SPD members from advocating a unity party with the communists.
The fact that the group of right-wing, bitterly anti-communist officials around Kurt Schumacher was able to assert itself within the West Zone SPD without major difficulty was due to the support of the occupying powers there. With their backing, in the autumn of 1945 it successfully undermined the authority of the Berlin SPD Central Executive in the Western Zones (and, in early 1946, also in the Western Sectors of Berlin), rejected all “attempts to establish joint party work” (Max Fechner in a letter to Kurt Schumacher in March 1946) and, in February 1946, also rejected the “Reich Party Congress” proposed by the Central Executive, at which the question of unity was to be discussed and decided. The unity campaign in the Western zones, which reached its peak in the summer of 1946 with several large rallies in places such as Essen, Braunschweig, Munich and Nuremberg, at which Otto Grotewohl, Wilhelm Pieck and Walter Ulbricht also appeared, came to nothing. The military governments refused to grant the SED a license, banned meetings “aimed at such a merger”, and obstructed the KPD’s agitation for the “unity of the labour movement” at every turn. As a precautionary measure, the British military government even prohibited the renaming of the KPD as the SED.
At the same time, the occupying powers supported the Schumacher group in the systematic elimination of all SPD officials for whom the unity party (or at least some form of cooperation with the KPD or the SED) was not a self-evident taboo. “The Schumacher people are taking rigorous action against all officials who propagate the idea of unity (expulsion)”, a report from the US occupation zone stated as early as April 1946. This ‘purge’, about which social democratic historians have not uttered a word to this day, was largely completed by the end of 1946. As late as the spring of 1946, numerous SPD members and officials – including members of regional executive committees – from Flensburg to Munich had spoken out in favour of a unified party; on 1 May 1946, joint rallies had been held by the KPD and SPD in several cities. A year later, Schumacher had the party firmly under his control.
Strategic defeat
An internal analysis of the “Situation in the SED” described the dilemma before the end of 1946: “Our original intention to implement unification in the western and southern zones of Germany immediately after the unification party congress has failed”. There was still hope for a “clarification process” within the SPD, which was to be supported by offers of joint action in workplaces and trade unions: “Once this clarification process has reached the level of maturity we deem necessary, we would consider it appropriate, subject to recognition of the SED by the occupying authorities in the West, to establish the SED as a party in the western zones.” The crux of the matter was the “recognition of the SED by the occupying authorities in the West”, which never took place.
When, from 1948 onwards, the Soviet Union responded to the anti-socialist alignment of the “West” and the accompanying push to establish a separate West German state by consolidating its sphere of influence, the SED had to overcome a “conceptual vacuum” (Marianne Braumann): The “anti-fascist, democratic, united Germany” had proved unattainable, indeed a mirage. What followed – the “party of a new type”, the founding of the DDR, and finally the 1952 shift towards the “planned construction of socialism” – was thus essentially also a consequence of a strategic defeat suffered by the SED immediately after its founding. With this reorientation, however, the young party demonstrated that it was capable of responding to defeats with an offensive stance rather than retreat and capitulation – a capability it had lost by 1989.
Declaration by the KPD and SPD: Strengthen the foundations for unity
This declaration was published by the central committees of the KPD and SPD on 26 January 1946, shortly after a conference between delegates of both parties. It is a direct appeal to the rank-and-file to soberly approach the question of unity, to be patient with one another, but to also actively address the burning questions of the workers’ movement regarding the past, the present, and the future.
We want to strengthen the foundations for unity
To the members of the KPD and SPD!
Dear comrades!
On 21 December 1945, the party leaderships and district delegates of both parties recognised the necessity of unity within the labour movement. Since then, the members have expressed their views on the matter. There are no differences of opinion regarding the necessity of unity. Now, in accordance with the resolution adopted on 21 December, we wish to deepen our mutual understanding and cooperation.
We are well aware that this requires a great deal of understanding and patience, as well as a great deal of goodwill and tolerance on both sides. A long time passed between 1918 and 1945 – almost a whole generation. During the 12 years of Hitler’s rule, the necessity of unity became clear to us, but there was a complete lack of training. Following the collapse of the Hitler regime, many new members joined us who also wish to be socialists, but for the most part still need to learn what socialism and the labour movement are. Furthermore, alongside much good cooperation in the work of building up the movement so far, there have also been many misunderstandings and much friction, as well as some regrettable missteps.
The resolution of 21 December now shows the members of both workers’ parties the way to unity. This resolution has been misunderstood by some as meaning that the merger of the two parties was to be decided over the heads of the members. However, no such intention has ever existed and does not exist under any circumstances. We intend to do our utmost, everywhere, to ensure that the rank and file of both parties prepare for and decide on the merger. We therefore wish that both parties, in all zones, be granted full freedom in their activities to liberate the masses from Nazism and to promote the development of democracy, to secure peace and national unity, and that the conditions for a firm unity of action and organisational unity throughout Germany be created and finally decided upon by the will of the members of both parties at Reich party congresses.
In any case, the inner readiness of the members for unity and merger is necessary before the amalgamation of the two parties can be carried out. That goes without saying. This includes the members of the two parties coming together to get to know and respect one another; for only on the basis of mutual respect can misunderstandings be ruled out and the goodwill for cooperation and unity be secured. Once misunderstandings are dispelled, the grounds for mistrust are also removed, and cooperation between members and party representatives in their offices in day-to-day political work will follow naturally. Then the officials, too, can come together for discussions and consultations in the knowledge that fruitful work is being done for unity. For every step of comradely cooperation promotes the creation of unity.
The most important thing, however, will be intellectual agreement on the common path of the joint struggle, now in the present and for the socialist goal, above all on the path to unity, on the common programme, the nature and the internal structure of the future party. The resolution of 21 December has already said a great deal on this. It states the following regarding the German character of the party: “The united party shall be autonomous and independent. It is its task to develop its policy, and tactics in accordance with the interests of the German working people and the specific conditions in Germany.”
Regarding the rights of members, it states: “In its internal constitution, the party shall be based on the principle of the democratic right of members to determine policy and the free election of party leadership.” The meetings of members and officials are therefore intended primarily to serve the creation of internal unity between the two parties through understanding and cooperation.
A certain degree of order will be necessary in carrying out the ideological consultation of the members. To this end, in addition to discussing economic and political conditions and practical cooperation, we propose the following main topics:
- The necessity of unity between the SPD and the KPD.
- The Communist Manifesto and its significance for our times.
- The working people in today’s Germany and the Berlin Statute.
- The history of the German labour movement and its split.
- Fascism as a weapon of capitalism against democracy.
- Imperialism and the slogan “class struggle versus nationalistic struggle”.
- Conditions in the Soviet Union and in the capitalist countries.
- Women and socialism.
- The materialist conception of history from Marx and Engels to Lenin and Stalin.
- The parliamentary-democratic republic and the class struggle.
- Social democracy and socialism – the rule of the proletariat.
- The national unity of the German nation.
- The building of the workers’ parties.
- The programme of the future united workers’ party.
- The international solidarity of the proletariat.
Comrades! In the firm belief that this will best serve the unity of the labour movement, let us now set to work. We want both: to reach an understanding and to overcome our difficulties through cooperation. We also want to stand guard together against reaction and to suppress it wherever it rears its head. We do not wish to waste any time; nor, however, do we wish to rush into anything. The unity of purpose among the membership must be firmly established and consolidated if this unity is to endure and prove its strength. We wish to set an example of comradeship. We wish to put a genuine end to the fratricidal struggle and achieve unity, for the good of Germany and the working masses.
Signed:
The Central Committee of the Communist Party of Germany
The Central Executive of the Social Democratic Party of Germany
- Anton Ackermann (February 1946).[↩]
- See G. Benser, Zusammenschluss von KPD und SPD 1946, Helle Panke. The “forced merger” charge was originally levelled by anti-unification dissidents within the SPD who had moved westward following their falling out with their pro-unification comrades. That this framing was from the outset more political weapon than historical assessment is suggested by the admission of the anti-communist conservative politician Jakob Kaiser, who confessed to having little sympathy for the idea that the social democrats were helpless victims of Soviet coercion: “Why does social democracy have no room to operate in Saxony, in Thuringia? Not least because only a vanishingly small number of the SPD’s leading figures in the East resisted the communists’ desire for merger. But also because the then-leadership of eastern social democracy played a substantial role in bringing about this merger. I myself witnessed the phases of this process at first hand. I would gladly draw a veil over the matter, were I not constantly faced with the necessity of preventing the formation of a legend.” (Jakob Kaiser. Gewerkschafter und Patriot. Eine Werkauswahl., hrsg. Tilman Mayer, Köln, 1988, S. 374.[↩]
- For an assessment of this self-critical reflection process in the KPD after the war, see: https://www.jungewelt.de/artikel/501752.geschichte-der-arbeiterbewegung-ein-ganz-anderer-weg.html[↩]
- Sergei Tiulpanov expressed this view in internal reports to Moscow. Cited in G. Benser Einheitsdrang? Einheitszwang? Die Entstehung der SED Betrachtungen und Erinnerungen nach 50 Jahren, 1996, pg. 13.[↩]
- [Footnote Reiner Zilkenat] Zwischen Befreiung und Besatzung, edited by Ulrich Borsdorf and Lutz Niethammer, Wuppertal 1976, p. 203.[↩]
- For more on this process of self-critical reflection, see: https://ifddr.org/en/november-revolution/[↩]
- [Footnote Reiner Zilkenat] See in detail Günter Benser, Der besondere deutsche Weg zum Sozialismus. Konzept und Realität, Berlin 2009 (Hefte zur DDR-Geschichte, Nr. 115).[↩]
- [Footnote Reiner Zilkenat] Einheit, Vol. 1946, No. 1, p. 30.[↩]
- [Footnote Reiner Zilkenat] Rolf Badstübner and Wilfried Loth, Wilhelm Pieck – Aufzeichnungen zur Deutschlandpolitik 1945–1953, Berlin 1994, p. 68.[↩]
- [Footnote Reiner Zilkenat] See: Einheitsdrang oder Zwangsvereinigung? Die Sechziger-Konferenzen von KPD und SPD 1945 und 1946. Mit einer Einführung von Hans-Joachim Krusch u. Andreas Malycha, Berlin 1990.[↩]
- [Footnote Reiner Zilkenat] Ibid., p. 60.[↩]
- [Footnote Reiner Zilkenat] Ibid., p. 161.[↩]
- [Footnote Reiner Zilkenat] Ibid., p. 163.[↩]
- [Footnote Reiner Zilkenat] Günter Benser, Der deutsche Kommunismus. Selbstverständnis und Realität. Bd. 4: Neubeginn ohne letzte Konsequenz (1945/46), Berlin 2010, S. 238.[↩]
- [Footnote Reiner Zilkenat] See Siegfried Thomas, Entscheidung in Berlin. Zur Entstehungsgeschichte der SED in der deutschen Hauptstadt 1945/46, Berlin (DDR) 1964, S. 217f.; Reiner Zilkenat, „Brüder, in eins nun die Hände!“ – Die Auseinandersetzungen um die Schaffung der SED, In: Konsequent, Heft 2, 1986, S. 107 f.[↩]
- [Footnote Reiner Zilkenat] See Zwischen Befreiung und Besatzung, pp. 71ff.[↩]
- [Footnote Reiner Zilkenat] See also Gerhard Fisch and Fritz Krause, SPD and KPD 1945/46. Einheitsbestrebungen der Arbeiterparteien. Illustrated with examples from South Hesse, Frankfurt am Main 1978. Contrary to what the subtitle of this richly documented book suggests, the authors also examine the efforts towards unity in other regions of the former Western zones and the corresponding repressive measures taken by the Americans, British and French.[↩]
